RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••• B••••• A••••
- A•••••• independent RIA currentsince Aug 7, 2017 · Dallas, Tx
- W•• A•••••••• L• formerOct 8, 2012 to Sep 20, 2017 · Richardson, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDApr 14, 2004 to Oct 25, 2012 · Plano, Tx
- W•• A•••••••• L• to A••••••left Sep 20, 2017, registered Aug 7, 2017 (-44 days) · Other · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to W•• A•••••••• L•left Oct 25, 2012, registered Oct 8, 2012 (-17 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address