RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• T••••• B•••••••
- S•••••• R••• W••••• M••••••••• L•• state registered currentsince Aug 31, 2026 · San Diego, Ca
- B•••• W••••• M••••••••• I•• independent RIAMay 22, 2008 to Jan 2, 2014 · Marvin, Nc
- P•••••• F•••••••• P•••••••• L•• unclassifiedJan 4, 2008 to May 21, 2008 · Escondido, Ca
- P•••••• F•••••••• P•••••••• L•• unclassifiedJan 3, 2007 to Dec 31, 2007 · Escondido, Ca
- B•••• W••••• M••••••••• I•• to S•••••• R••• W••••• M••••••••• L••left Jan 2, 2014, registered Aug 31, 2026 (4624 days) · Other
- P•••••• F•••••••• P•••••••• L•• to B•••• W••••• M••••••••• I••left May 21, 2008, registered May 22, 2008 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address