RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• O••• M••••••
- N•• F••••••• A•••••••• L•• asset manager currentsince Apr 19, 2017 · Boston, Ma
- N•• F••••••• A•••••••• L•• asset managerJan 9, 2009 to Dec 31, 2015 · Boston, Ma
- N•• F••••••• A•••••••• L•• formerJan 2, 2009 to Dec 31, 2015 · Boston, Ma
- N•• F••••••• A•••••••• L•• to N•• F••••••• A•••••••• L••left Dec 31, 2015, registered Jan 9, 2009 (-2547 days) · channel change inside one enterprise, not a move · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address