RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• L•••• R•••••••
- P•• R••••••••• C••••••••• i••••••••• manager currentsince Aug 12, 2019 · Overland Park, Ks
- B•••••• I••••••••• G•••• formerJun 21, 2013 to Aug 20, 2019 · Overland Park, Ks
- S••••••••• A•••••• A•••••••• I••• formerMay 26, 2010 to Mar 28, 2013 · Overland Park, Ks
- L•••••• I••••••••• A•••••••• L•• no RAUMMay 20, 2009 to Nov 25, 2009 · Overland Park, Ks
- L••••• F•••••••• I•• formerJan 30, 2008 to Mar 2, 2009 · Overland Park, Ks
- J••• M••••• I••••••••• I••••••••• formerApr 5, 2005 to Jan 31, 2006 · Kansas City, Mo
- B•••••• I••••••••• G•••• to P•• R••••••••• C•••••••••left Aug 20, 2019, registered Aug 12, 2019 (-8 days) · RIA to a newly registered adviser
- S••••••••• A•••••• A•••••••• I••• to B•••••• I••••••••• G••••left Mar 28, 2013, registered Jun 21, 2013 (85 days) · Other
- L•••••• I••••••••• A•••••••• L•• to S••••••••• A•••••• A•••••••• I•••left Nov 25, 2009, registered May 26, 2010 (182 days) · Other
- L••••• F•••••••• I•• to L•••••• I••••••••• A•••••••• L••left Mar 2, 2009, registered May 20, 2009 (79 days) · Other
- J••• M••••• I••••••••• I••••••••• to L••••• F•••••••• I••left Jan 31, 2006, registered Jan 30, 2008 (729 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address