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Registered advisor

J••• L•• V••••••

L•• F•••••••• L••BD affiliatedSandy, Utdual registrantIAPD 4726914

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as J••• Lee Morandy

At current firm

2 y

since May 13, 2024

In the industry

22 y

since Jun 1, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since May 13, 2024 · Sandy, Ut
C••••• I••••••••• A••••••• L•• BD affiliated
Jun 29, 2023 to May 16, 2024 · Sandy, Ut
C••••• A•••••• N••••••• L•• former
Oct 22, 2021 to Jun 29, 2023 · Sandy, Ut
O•••• W•••••• I••• BD affiliated
Jun 13, 2018 to Oct 25, 2021 · South Jordan, Ut
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Nov 6, 2007 to Jun 14, 2018 · Salt Lake Cty, Ut

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••
left May 16, 2024, registered May 13, 2024 (-3 days) · Affiliated broker-dealer or bank to another
C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••
left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
O•••• W•••••• I••• to C••••• A•••••• N••••••• L••
left Oct 25, 2021, registered Oct 22, 2021 (-3 days) · Affiliated broker-dealer or bank to another
N••••••••• M••••• I••••••••• S••••••••• to O•••• W•••••• I•••
left Jun 14, 2018, registered Jun 13, 2018 (-1 days) · Other

Signals

J••• L•• V•••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2024-05-13)
May 16, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address