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Registered advisor
M•••• P•••• C••• P•••••
Feed of 09/14/2026
Also filed as M•••• P•••• C••• P•••••
At current firm
0 y
since Feb 13, 2026
In the industry
22 y
since Jun 22, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Los Angeles, Ca
- U••• B•••••• I••••••••• I••• formerApr 9, 2015 to Feb 13, 2026 · Los Angeles, Ca
- C••••••• S••••••••• formerJan 24, 2012 to Jan 23, 2015 · Los Angeles, Ca
- W•••• F•••• I••••••••• L•• unclassifiedNov 17, 2008 to Sep 21, 2010 · Pasadena, Ca
- N•••••• I••••••••• I••• unclassifiedJul 7, 2004 to Jul 29, 2008 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- C••••••• S••••••••• to U••• B•••••• I••••••••• I•••left Jan 23, 2015, registered Apr 9, 2015 (76 days) · Other
- W•••• F•••• I••••••••• L•• to C••••••• S•••••••••left Sep 21, 2010, registered Jan 24, 2012 (490 days) · Other
- N•••••• I••••••••• I••• to W•••• F•••• I••••••••• L••left Jul 29, 2008, registered Nov 17, 2008 (111 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address