RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• B•••••
- U•• F•••••••• S••••••• I••• wirehouse currentsince Feb 24, 2026 · Jacksonville, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 20, 2023 to Dec 4, 2025 · New York, Ny
- U•• F•••••••• S••••••• I••• wirehouseApr 8, 2015 to Sep 11, 2023 · Jacksonville, Fl
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Dec 4, 2025, registered Feb 24, 2026 (82 days) · Affiliated broker-dealer or bank to wirehouse
- U•• F•••••••• S••••••• I••• to C•••••••• G••••• M•••••• I•••left Sep 11, 2023, registered Sep 20, 2023 (9 days) · Wirehouse to affiliated broker-dealer or bank
- J•••• B••••• left C•••••••• G••••• M•••••• I••• for U•• F•••••••• S••••••• I••• (registered 2026-02-24)Dec 4, 2025 · Advisor changed firm · fact
- J•••• B••••• left U•• F•••••••• S••••••• I••• for C•••••••• G••••• M•••••• I••• (registered 2023-09-20)Sep 11, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address