DFX Intelligence
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Registered advisor
R••••• B•••• D••••
Feed of 09/14/2026
Also filed as Bruce Daher
At current firm
3 y
since Dec 9, 2022
In the industry
19 y
since Sep 19, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Dec 9, 2022 · Fresno, Ca
- C••••• A•••••• N••••••• L•• formerFeb 22, 2018 to Dec 13, 2022 · Fresno, Ca
Moves
a registration end followed by a registration begin elsewhere
- C••••• A•••••• N••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Dec 13, 2022, registered Dec 9, 2022 (-4 days) · Affiliated broker-dealer or bank to another
Signals
- R••••• B•••• D•••• left C••••• A•••••• N••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2022-12-09)Dec 13, 2022 · a•••••• firm change · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address