E•••• T•••••• L••••••

• L•• F•••••••• L•• BD affiliated current
  since Jan 5, 2026 · Hilton Head Island, Sc
• U•• F•••••••• S••••••• I••• wirehouse
  Mar 6, 2012 to Jan 14, 2026 · Mt. Pleasant, Sc
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Jan 30, 2004 to Jun 16, 2009 · Worcester, Ma

• U•• F•••••••• S••••••• I••• to L•• F•••••••• L••
  left Jan 14, 2026, registered Jan 5, 2026 (-9 days) · Wirehouse to affiliated broker-dealer or bank
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••
  left Jun 16, 2009, registered Mar 6, 2012 (994 days) · Wirehouse to wirehouse

• ••• Locked
  Jan 14, 2026 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address