RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• R• S••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 15, 2025 · Raleigh, Nc
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 25, 2023 to Aug 5, 2025 · Kimball, Mi
- P•••• S••••••••• L•• no RAUMJan 29, 2019 to Dec 16, 2022 · Troy, Mi
- C••• B•••••••• S•••••••• I••• formerJan 23, 2014 to Nov 5, 2018 · Waverly, Ia
- C••• F•••••••• S•••••••• L••• formerJan 7, 2010 to Jan 13, 2014 · New Baltimore, Mi
- M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••left Aug 5, 2025, registered Aug 15, 2025 (10 days) · Affiliated broker-dealer or bank to another
- P•••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Dec 16, 2022, registered Jan 25, 2023 (40 days) · Affiliated broker-dealer or bank to another
- C••• B•••••••• S•••••••• I••• to P•••• S••••••••• L••left Nov 5, 2018, registered Jan 29, 2019 (85 days) · RIA to affiliated broker-dealer or bank
- C••• F•••••••• S•••••••• L••• to C••• B•••••••• S•••••••• I•••left Jan 13, 2014, registered Jan 23, 2014 (10 days) · Other
- M••• R• S•••• left M•• I•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2025-08-15)Aug 5, 2025 · Advisor changed firm · fact
- M••• R• S•••• left P•••• S••••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2023-01-25)Dec 16, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address