DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• M•••••• F••••••••

C••••••• S••••••••• I•••BD affiliatedPhoenixville, Pa dual registrantIAPD 4739407

Feed of 09/15/2026

At current firm

1 y

since Jun 4, 2025

In the industry

22 y

since Mar 24, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• S••••••••• I••• BD affiliated current
since Jun 4, 2025 · Downingtown, Pa
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Jun 28, 2022 to Jul 15, 2025 · Radnor, Pa
W•• B•••••••• S•••••••• I••• BD affiliated
Oct 18, 2018 to Jun 27, 2022 · Wayne, Pa
W•••••• A•••••••• L••• former
Feb 29, 2016 to Dec 15, 2016 · Mechanicsburg, Pa
M•• I•••••••• S•••••••• L•• BD affiliated
Jun 30, 2010 to Dec 12, 2016 · Exton, Pa
E•••••••• A•••••••• L•• national BD
Apr 15, 2004 to Jun 3, 2010 · Bala Cynwyd, Pa

Moves

a registration end followed by a registration begin elsewhere

N••••••••• M••••• I••••••••• S••••••••• to C••••••• S••••••••• I•••
left Jul 15, 2025, registered Jun 4, 2025 (-41 days) · Other
W•• B•••••••• S•••••••• I••• to N••••••••• M••••• I••••••••• S•••••••••
left Jun 27, 2022, registered Jun 28, 2022 (1 days) · Other
W•••••• A•••••••• L••• to W•• B•••••••• S•••••••• I•••
left Dec 15, 2016, registered Oct 18, 2018 (672 days) · Other
M•• I•••••••• S•••••••• L•• to W•••••• A•••••••• L•••
left Dec 12, 2016, registered Feb 29, 2016 (-287 days) · Other
E•••••••• A•••••••• L•• to M•• I•••••••• S•••••••• L••
left Jun 3, 2010, registered Jun 30, 2010 (27 days) · Other

Signals

J••••• M•••••• F•••••••• left N••••••••• M••••• I••••••••• S••••••••• for C••••••• S••••••••• I••• (registered 2025-06-04)
Jul 15, 2025 · Advisor changed firm · fact
J••••• M•••••• F•••••••• left W•• B•••••••• S•••••••• I••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2022-06-28)
Jun 27, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address