DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Samuel G Haines
Feed of 09/15/2026
Also filed as Samuel G Haines Jr.
At current firm
7 y
since May 28, 2019
In the industry
22 y
since Apr 6, 2004 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Mma Asset Management LLC mixed wealth currentsince Jan 16, 2020 · Conshohocken, Pa
- Mma Securities LLC no RAUM currentsince May 28, 2019 · Boston, Ma
- Mma Asset Management LLC mixed wealthOct 27, 2016 to Dec 31, 2019 · Conshohocken, Pa
- The Centurion Group, LLC formerJan 3, 2011 to Dec 31, 2019 · Plymouth Meeting, Pa
- Nrp Advisors, Inc. unclassifiedOct 13, 2010 to Dec 1, 2010 · Plymouth Meeting, Pa
- Walnut Street Securities, Inc. formerJul 7, 2009 to Oct 29, 2009 · Red Bank, Nj
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 8, 2004 to Mar 13, 2009 · Pennington, Nj
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseApr 19, 2004 to May 10, 2004 · Princeton, Nj
Moves
a registration end followed by a registration begin elsewhere
- Mma Asset Management LLC to Mma Securities LLCleft Dec 31, 2019, registered May 28, 2019 (-217 days) · channel change inside one enterprise, not a move · moved with a team
- The Centurion Group, LLC to Mma Asset Management LLCleft Dec 31, 2019, registered Oct 27, 2016 (-1160 days) · Other · moved with a team
- Nrp Advisors, Inc. to The Centurion Group, LLCleft Dec 1, 2010, registered Jan 3, 2011 (33 days) · Other
- Walnut Street Securities, Inc. to Nrp Advisors, Inc.left Oct 29, 2009, registered Oct 13, 2010 (349 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Walnut Street Securities, Inc.left Mar 13, 2009, registered Jul 7, 2009 (116 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address