M•••••• J••• W•••••••

• L•• F•••••••• L•• BD affiliated current
  since Dec 1, 2025 · Monterey, Ca
• O•••• W•••••• I••• BD affiliated
  Jan 4, 2017 to Dec 8, 2025 · Carmel Valley, Ca
• R•••• W••••••• • A••••••••• L•• unclassified
  Mar 23, 2012 to Dec 31, 2016 · Monterey, Ca
• R•••• W••••••• • A••••••••• unclassified
  Jun 17, 2009 to Apr 25, 2013 · Monterey, Ca

• O•••• W•••••• I••• to L•• F•••••••• L••
  left Dec 8, 2025, registered Dec 1, 2025 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
• R•••• W••••••• • A••••••••• L•• to O•••• W•••••• I•••
  left Dec 31, 2016, registered Jan 4, 2017 (4 days) · Other · moved with a team
• R•••• W••••••• • A••••••••• to R•••• W••••••• • A••••••••• L••
  left Apr 25, 2013, registered Mar 23, 2012 (-398 days) · Other

• ••• Locked
  Dec 8, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address