DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Susan Michelle Alexander
Feed of 09/14/2026
Also filed as Susan Michelle Schmitt
At current firm
15 y
since Feb 11, 2011
In the industry
22 y
since Mar 30, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ausdal Financial Partners, Inc. independent RIA currentsince Feb 11, 2011 · Kokomo, In
- Cambridge Investment Research Advisors, Inc. BD affiliatedFeb 26, 2010 to Mar 3, 2011 · Kokomo, In
- Gunnallen Financial, Inc unclassifiedFeb 16, 2007 to Mar 10, 2010 · Kokomo, In
- Questar Asset Management, Inc. formerAug 19, 2005 to Feb 21, 2007 · Kokomo, In
Moves
a registration end followed by a registration begin elsewhere
- Cambridge Investment Research Advisors, Inc. to Ausdal Financial Partners, Inc.left Mar 3, 2011, registered Feb 11, 2011 (-20 days) · Other
- Gunnallen Financial, Inc to Cambridge Investment Research Advisors, Inc.left Mar 10, 2010, registered Feb 26, 2010 (-12 days) · Other
- Questar Asset Management, Inc. to Gunnallen Financial, Incleft Feb 21, 2007, registered Feb 16, 2007 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address