RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• S• E••••
- S•••••••• W••••• M••••••••• independent RIA currentsince Feb 2, 2026 · Glen Allen, Va
- I••••••• F•• independent RIANov 17, 2025 to Feb 2, 2026 · Boise, Id
- N••••••••• M••••• I••••••••• S••••••••• no RAUMNov 14, 2006 to Jan 2, 2026 · Richmond, Va
- I••••••• F•• to S•••••••• W••••• M•••••••••left Feb 2, 2026, registered Feb 2, 2026 (0 days) · RIA to a newly registered adviser · moved with a team
- N••••••••• M••••• I••••••••• S••••••••• to I••••••• F••left Jan 2, 2026, registered Nov 17, 2025 (-46 days) · Other
- M•••••• S• E•••• left I••••••• F•• for S•••••••• W••••• M••••••••• (registered 2026-02-02)Feb 2, 2026 · Advisor changed firm · fact
- M•••••• S• E•••• left N••••••••• M••••• I••••••••• S••••••••• for I••••••• F•• (registered 2025-11-17)Jan 2, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address