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RIA Intelligence
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Registered advisor
J••• F•••••• F•••••••
Feed of 09/15/2026
At current firm
5 y
since Jun 9, 2021
In the industry
22 y
since Mar 11, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jun 9, 2021 · Ithaca, Ny
- M•• S••••••••• I••• unclassifiedJul 11, 2016 to Jun 9, 2021 · Elbridge, Ny
- I••••• F•••••••• C••••••••• formerNov 17, 2011 to Dec 31, 2012 · Penn Yan, Ny
- A••••••••• F•••••••• S•••••••• L•• national BDJun 1, 2010 to Nov 3, 2011 · Skaneateles, Ny
Moves
a registration end followed by a registration begin elsewhere
- M•• S••••••••• I••• to L•• F•••••••• L••left Jun 9, 2021, registered Jun 9, 2021 (0 days) · corporate re-registration, not a move
- I••••• F•••••••• C••••••••• to M•• S••••••••• I•••left Dec 31, 2012, registered Jul 11, 2016 (1288 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to I••••• F•••••••• C•••••••••left Nov 3, 2011, registered Nov 17, 2011 (14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address