DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Catherine Vanessa Faddis
Chartered Financial Analyst
Feed of 09/14/2026
Also filed as Catherine Bruce Konuah
At current firm
3 y
since Jul 20, 2023
In the industry
20 y
since May 1, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Zevin Asset Management, LLC independent RIA currentsince Jul 20, 2023 · Boston, Ma
- Fernwood Investment Management, LLC formerNov 17, 2022 to Aug 16, 2023 · Hull, Ma
- Emerge Capital Management otherNov 17, 2022 to Apr 10, 2024 · Buffalo, Ny
- Mason Capital Partners independent RIASep 6, 2012 to Dec 17, 2015 · Boston, Ma
- Grace Capital formerSep 6, 2012 to Oct 20, 2022 · Quincy, Ma
Moves
a registration end followed by a registration begin elsewhere
- Emerge Capital Management to Zevin Asset Management, LLCleft Apr 10, 2024, registered Jul 20, 2023 (-265 days) · Other
- Fernwood Investment Management, LLC to Emerge Capital Managementleft Aug 16, 2023, registered Nov 17, 2022 (-272 days) · Other
- Grace Capital to Fernwood Investment Management, LLCleft Oct 20, 2022, registered Nov 17, 2022 (28 days) · RIA to RIA
- Mason Capital Partners to Grace Capitalleft Dec 17, 2015, registered Sep 6, 2012 (-1197 days) · Other
Signals
- Catherine Vanessa Faddis left Emerge Capital Management for Zevin Asset Management, Llc (registered 2023-07-20)Apr 10, 2024 · Advisor changed firm · fact
- Catherine Vanessa Faddis left Fernwood Investment Management, Llc for Emerge Capital Management (registered 2022-11-17)Aug 16, 2023 · Advisor changed firm · fact
- Catherine Vanessa Faddis left Grace Capital for Fernwood Investment Management, Llc (registered 2022-11-17)Oct 20, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address