RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•• C•••• S••••
- L•• F•••••••• L•• BD affiliated currentsince Sep 4, 2019 · Palm Coast, Fl
- L•• F•••••••• L•• BD affiliatedDec 21, 2017 to Jul 6, 2018 · Palm Coast, Fl
- A••••••• P••••••••• A•••••••• I•• formerJun 2, 2015 to Dec 31, 2015 · Holbrook, Ny
- R•••••• J•••• • A••••••••• I••• national BDOct 25, 2012 to May 30, 2013 · Daytona Beach, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 1, 2010 to Jul 31, 2012 · Boca Raton, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 30, 2005 to Aug 24, 2010 · Weston, Fl
- I••••• F•••••••• C••••••••• formerJan 19, 2005 to Mar 10, 2005 · Palatka, Fl
- A••••••• P••••••••• A•••••••• I•• to L•• F•••••••• L••left Dec 31, 2015, registered Dec 21, 2017 (721 days) · Other
- R•••••• J•••• • A••••••••• I••• to A••••••• P••••••••• A•••••••• I••left May 30, 2013, registered Jun 2, 2015 (733 days) · Other
- C•••••••• G••••• M•••••• I••• to R•••••• J•••• • A••••••••• I•••left Jul 31, 2012, registered Oct 25, 2012 (86 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••left Aug 24, 2010, registered Sep 1, 2010 (8 days) · Other
- I••••• F•••••••• C••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 10, 2005, registered Sep 30, 2005 (204 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address