DFX Intelligence
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Registered advisor
E•••• S••••• S••••
Feed of 09/14/2026
At current firm
20 y
since May 18, 2006
In the industry
22 y
since May 10, 2004 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
7
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince May 18, 2006 · Mount Laurel, Nj
- E••••• J•••• national BDMar 29, 2006 to Apr 25, 2006 · Newton Square, Pa
- F••••• I••••••••• independent RIAMay 12, 2004 to Feb 7, 2005 · Newtown Square, Pa
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to V•••• F•••••••• A•••••••• I•••left Apr 25, 2006, registered May 18, 2006 (23 days) · Other
- F••••• I••••••••• to E••••• J••••left Feb 7, 2005, registered Mar 29, 2006 (415 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address