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Registered advisor
B•••••• Q•••
Feed of 09/14/2026
At current firm
3 y
since Jan 20, 2023
In the industry
22 y
since Apr 13, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Jan 20, 2023 · San Francisco, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 15, 2013 to Jan 23, 2023 · San Francisco, Ca
- C••••• S••••• S••••••••• •••• L•• formerSep 18, 2008 to Dec 9, 2013 · San Francisco, Ca
- L••••• B••••••• I••• unclassifiedMar 28, 2008 to Sep 24, 2008 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Jan 23, 2023, registered Jan 20, 2023 (-3 days) · Wirehouse to wirehouse · moved with a team
- C••••• S••••• S••••••••• •••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 9, 2013, registered Nov 15, 2013 (-24 days) · Other
- L••••• B••••••• I••• to C••••• S••••• S••••••••• •••• L••left Sep 24, 2008, registered Sep 18, 2008 (-6 days) · corporate re-registration, not a move
Signals
- B•••••• Q••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for U•• F•••••••• S••••••• I••• (registered 2023-01-20)Jan 23, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address