RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• L•• B••••
- B•• W•••••• L•• independent RIA currentsince Apr 13, 2021 · Atlanta, Ga
- S••••••• I••••••••• I••• formerAug 2, 2016 to Nov 2, 2018 · Kennesaw, Ga
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedJan 6, 2012 to Jun 16, 2016 · Philadelphia, Pa
- I••••••••• A••••••• I••••••••• I••• unclassifiedApr 21, 2011 to Jan 6, 2012 · Duluth, Ga
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedJan 27, 2009 to Dec 31, 2010 · Cedar Rapids, Ia
- I••••••••• A••••••• I••••••••• I••• unclassifiedApr 17, 2008 to Dec 22, 2008 · Duluth, Ga
- S••••••• I••••••••• I••• to B•• W•••••• L••left Nov 2, 2018, registered Apr 13, 2021 (893 days) · Affiliated broker-dealer or bank to independent RIA
- T••••••••• F•••••••• A•••••••• L•• to S••••••• I••••••••• I•••left Jun 16, 2016, registered Aug 2, 2016 (47 days) · Other
- I••••••••• A••••••• I••••••••• I••• to T••••••••• F•••••••• A•••••••• L••left Jan 6, 2012, registered Jan 6, 2012 (0 days) · corporate re-registration, not a move
- T••••••••• F•••••••• A•••••••• L•• to I••••••••• A••••••• I••••••••• I•••left Dec 31, 2010, registered Apr 21, 2011 (111 days) · Other
- I••••••••• A••••••• I••••••••• I••• to T••••••••• F•••••••• A•••••••• L••left Dec 22, 2008, registered Jan 27, 2009 (36 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address