RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• J••• H••••
- L• J••• H•••• W••••• M••••••••• I••• state registered currentsince Feb 25, 2010 · Scottsdale, Az
- P•••••• F•••••••• M••••••••• I•• formerFeb 9, 2006 to Apr 7, 2010 · Phoenix, Az
- F•••••••• A•••• M••••••••• L•• formerMar 16, 2004 to Aug 29, 2005 · Tempe, Az
- P•••••• F•••••••• M••••••••• I•• to L• J••• H•••• W••••• M••••••••• I•••left Apr 7, 2010, registered Feb 25, 2010 (-41 days) · Other
- F•••••••• A•••• M••••••••• L•• to P•••••• F•••••••• M••••••••• I••left Aug 29, 2005, registered Feb 9, 2006 (164 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address