A••• M•••• C••••••

• L•• F•••••••• L•• BD affiliated current
  since Mar 12, 2021 · White Hall, Il
• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
  Mar 21, 2016 to Mar 19, 2021 · White Hall, Il
• M•• F•••••••• S•••••••• I••• former
  Feb 2, 2016 to Mar 21, 2016 · St. Louis, Mo
• T••••••••• F•••••••• A•••••••• L•• BD affiliated
  Jun 7, 2010 to Feb 11, 2016 · Winchester, Il
• E•••••••• A•••••••• L•• national BD
  Jan 4, 2005 to Jun 10, 2010 · Springfield, Il

• C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••
  left Mar 19, 2021, registered Mar 12, 2021 (-7 days) · Affiliated broker-dealer or bank to another
• M•• F•••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left Mar 21, 2016, registered Mar 21, 2016 (0 days) · Other
• T••••••••• F•••••••• A•••••••• L•• to M•• F•••••••• S•••••••• I•••
  left Feb 11, 2016, registered Feb 2, 2016 (-9 days) · Other
• E•••••••• A•••••••• L•• to T••••••••• F•••••••• A•••••••• L••
  left Jun 10, 2010, registered Jun 7, 2010 (-3 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address