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Registered advisor
M••• G••••• S••••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
At current firm
10 y
since Apr 20, 2016
In the industry
22 y
since Apr 2, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Apr 20, 2016 · Kalamazoo, Mi
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedOct 20, 2010 to May 7, 2016 · St. Petersburg, Fl
Moves
a registration end followed by a registration begin elsewhere
- T••••••••• F•••••••• A•••••••• L•• to K••••• A••••••• S•••••••• L••left May 7, 2016, registered Apr 20, 2016 (-17 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address