RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• K•••••• M••••••••
- B•••••• • A••••••••• state registered currentsince Jan 13, 2020 · Franklinton, Nc
- A••••• W••••• M••••••••• L•• unclassifiedNov 10, 2017 to Dec 31, 2019 · Raleigh, Nc
- C•••• C•••••• S••••••••• L••• formerApr 22, 2013 to Nov 13, 2017 · Charlotte, Nc
- B••• I••••••••• S•••••••• I••• formerJan 28, 2008 to Apr 19, 2013 · Charlotte, Nc
- A••••• W••••• M••••••••• L•• to B•••••• • A•••••••••left Dec 31, 2019, registered Jan 13, 2020 (13 days) · Other
- C•••• C•••••• S••••••••• L••• to A••••• W••••• M••••••••• L••left Nov 13, 2017, registered Nov 10, 2017 (-3 days) · Other
- B••• I••••••••• S•••••••• I••• to C•••• C•••••• S••••••••• L•••left Apr 19, 2013, registered Apr 22, 2013 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address