DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

L••• Y•• P••

I••••• W••••• M•••••••••state registeredFairfax, Va IA-onlyIAPD 4770662

Certified Financial Planner

Feed of 09/15/2026

Also filed as L••• Y. Poy

At current firm

8 y

since Dec 13, 2017

In the industry

22 y

since Jun 17, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••• W••••• M••••••••• state registered current
since Dec 13, 2017 · Fairfax, Va
O• C•••••• unclassified
May 16, 2013 to Dec 8, 2017 · Alexandria, Va
E•••••••• A•••••••• L•• national BD
Dec 12, 2008 to Feb 9, 2009 · Falls Church, Va
R••••• W• B•••• • C•• I••••••••• mixed wealth
Jul 25, 2007 to Nov 6, 2008 · Reston, Va
F•••••• B•••• W••••• L•• unclassified
Oct 24, 2005 to Aug 2, 2007 · Reston, Va
F•••••• B•••• W••••• L•• unclassified
Jun 23, 2004 to Sep 27, 2004 · Reston, Va

Moves

a registration end followed by a registration begin elsewhere

O• C•••••• to I••••• W••••• M•••••••••
left Dec 8, 2017, registered Dec 13, 2017 (5 days) · Other
E•••••••• A•••••••• L•• to O• C••••••
left Feb 9, 2009, registered May 16, 2013 (1557 days) · Other
R••••• W• B•••• • C•• I••••••••• to E•••••••• A•••••••• L••
left Nov 6, 2008, registered Dec 12, 2008 (36 days) · Other
F•••••• B•••• W••••• L•• to R••••• W• B•••• • C•• I•••••••••
left Aug 2, 2007, registered Jul 25, 2007 (-8 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address