RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• D••••• D•••••
- H••••••• C••••••• L•• asset manager currentsince May 7, 2025 · Chicago, Il
- S••••••••• P••••••• former currentsince Jun 1, 2017 · Chicago, Il
- F••••• B••••• P•••••••• L•• formerJul 22, 2016 to Feb 10, 2017 · Chicago, Il
- V•••• C••••••••• L•• state registeredApr 23, 2004 to Dec 14, 2005 · Brookfield, Wi
- F••••• B••••• P•••••••• L•• to S••••••••• P•••••••left Feb 10, 2017, registered Jun 1, 2017 (111 days) · Other
- V•••• C••••••••• L•• to F••••• B••••• P•••••••• L••left Dec 14, 2005, registered Jul 22, 2016 (3873 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address