RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• J••• O•••••
- E••••••••• independent RIA currentsince Apr 18, 2016 · Richmond, Va
- O•••••• F•••••••• P•••••••• I••• unclassifiedDec 15, 2008 to May 24, 2016 · Midlothian, Va
- T•••• S••••• S••••••••• I••• formerJun 1, 2006 to Dec 12, 2008 · Richmond, Va
- C••••• I••••••••• A••••••• L•• BD affiliatedAug 16, 2004 to Feb 21, 2006 · Richmond, Va
- O•••••• F•••••••• P•••••••• I••• to E•••••••••left May 24, 2016, registered Apr 18, 2016 (-36 days) · Other
- T•••• S••••• S••••••••• I••• to O•••••• F•••••••• P•••••••• I•••left Dec 12, 2008, registered Dec 15, 2008 (3 days) · Other
- C••••• I••••••••• A••••••• L•• to T•••• S••••• S••••••••• I•••left Feb 21, 2006, registered Jun 1, 2006 (100 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address