DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• J••• E••••

R••••• F••••••••• L••independent RIAMelbourne, Fl dual registrantIAPD 4779446

Feed of 09/14/2026

Also filed as Aj E••••

At current firm

1 y

since Jan 1, 2025

In the industry

22 y

since Jul 9, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R••••• F••••••••• L•• independent RIA current
since Jan 1, 2025 · Melbourne, Fl
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Aug 7, 2012 to Mar 6, 2023 · Irwin, Pa
W•••••• • R••• former
Jan 25, 2011 to Aug 14, 2012 · Hamden, Ct
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
May 4, 2009 to Dec 21, 2010 · Pittsburgh, Pa
C•••••• S••••• • C••• I••• national BD
Apr 19, 2007 to Mar 20, 2009 · Pittsburgh, Pa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 26, 2006 to Apr 4, 2007 · Pittsburgh, Pa
R•••••• J•••• • A••••••••• I••• national BD
Apr 29, 2005 to Jan 26, 2006 · Sarasota, Fl

Moves

a registration end followed by a registration begin elsewhere

C•••••••• I••••••••• R••••••• A•••••••• I••• to R••••• F••••••••• L••
left Mar 6, 2023, registered Jan 1, 2025 (667 days) · Affiliated broker-dealer or bank to independent RIA
W•••••• • R••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Aug 14, 2012, registered Aug 7, 2012 (-7 days) · Other
C•••••••• I••••••••• R••••••• A•••••••• I••• to W•••••• • R•••
left Dec 21, 2010, registered Jan 25, 2011 (35 days) · Other
C•••••• S••••• • C••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Mar 20, 2009, registered May 4, 2009 (45 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• S••••• • C••• I•••
left Apr 4, 2007, registered Apr 19, 2007 (15 days) · Wirehouse to affiliated broker-dealer or bank
R•••••• J•••• • A••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jan 26, 2006, registered Apr 26, 2006 (90 days) · Affiliated broker-dealer or bank to wirehouse

Signals

A••••• J••• E•••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for R••••• F••••••••• L•• (registered 2025-01-01)
Mar 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address