RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• C••••••••• B•••••
- O•••• W•••••• I••• BD affiliated currentsince Mar 4, 2026 · Omaha, Ne
- A••••••••• I••• BD affiliatedAug 1, 2022 to Feb 17, 2026 · Omaha, Ne
- O•••• P•••••••• S••••••••• L•• formerAug 19, 2019 to May 23, 2022 · Omaha, Ne
- A••••••••• I••• to O•••• W•••••• I•••left Feb 17, 2026, registered Mar 4, 2026 (15 days) · Affiliated broker-dealer or bank to another · moved with a team
- O•••• P•••••••• S••••••••• L•• to A••••••••• I•••left May 23, 2022, registered Aug 1, 2022 (70 days) · RIA to affiliated broker-dealer or bank
- D••••• C••••••••• B••••• left A••••••••• I••• for O•••• W•••••• I••• (registered 2026-03-04)Feb 17, 2026 · Advisor changed firm · fact
- D••••• C••••••••• B••••• left O•••• P•••••••• S••••••••• L•• for A••••••••• I••• (registered 2022-08-01)May 23, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address