RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N•••• V•• L•••
- C••••••••• F•••••••• S••••••• independent RIA currentsince Apr 11, 2023 · Vienna, Wv
- A•••• P•••• A••••••• formerAug 1, 2019 to Apr 10, 2023 · Woodsfield, Oh
- L•• F•••••••• L•• BD affiliatedFeb 22, 2007 to Aug 16, 2019 · Wheeling, Wv
- A•••• P•••• A••••••• to C••••••••• F•••••••• S•••••••left Apr 10, 2023, registered Apr 11, 2023 (1 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- L•• F•••••••• L•• to A•••• P•••• A•••••••left Aug 16, 2019, registered Aug 1, 2019 (-15 days) · Affiliated broker-dealer or bank to another
- N•••• V•• L••• left A•••• P•••• A••••••• for C••••••••• F•••••••• S••••••• (registered 2023-04-11)Apr 10, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address