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Registered advisor
M••• J• G•••••••
Feed of 09/14/2026
Also filed as M••• Jo Hughes
At current firm
3 y
since Aug 3, 2023
In the industry
22 y
since Aug 2, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 3, 2023 · Broadview Heights, Oh
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Aug 3, 2023 · Broadview Heights, Oh
- M•• F•••••••• S•••••••• I••• formerOct 29, 2009 to Mar 25, 2017 · Broadview Hts, Oh
- S•• I••••••••• I••• formerAug 20, 2007 to Oct 16, 2009 · Parma, Oh
- F•• S••••••••• C••••••••• formerAug 2, 2004 to Aug 17, 2007 · Parma, Oh
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••left Aug 3, 2023, registered Aug 3, 2023 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- S•• I••••••••• I••• to M•• F•••••••• S•••••••• I•••left Oct 16, 2009, registered Oct 29, 2009 (13 days) · Other
- F•• S••••••••• C••••••••• to S•• I••••••••• I•••left Aug 17, 2007, registered Aug 20, 2007 (3 days) · Other
Signals
- M••• J• G••••••• left M•• I•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2023-08-03)Aug 3, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address