DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• B•••• V••••••

R•••• W••••• A•••••••state registeredPasadena, CaIA-onlyIAPD 4781677

Certified Financial Planner

Feed of 09/14/2026

Also filed as C•••••• V••••••

At current firm

0 y

since Mar 6, 2026

In the industry

22 y

since May 31, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••• W••••• A••••••• state registered current
since Mar 6, 2026 · Pasadena, Ca
C••••••• S••• I••••••••• C••••••••• independent RIA
May 8, 2020 to Mar 6, 2026 · Pasadena, Ca
A••••••••• F•••••••• S•••••••• L•• national BD
May 1, 2014 to Feb 20, 2020 · Glendale, Ca
L•• F•••••••• L•• BD affiliated
Feb 25, 2008 to May 1, 2008 · South Pasadena, Ca
A••••••••• F•••••••• S•••••••• L•• national BD
May 31, 2004 to Mar 3, 2008 · Los Angeles, Ca

Moves

a registration end followed by a registration begin elsewhere

C••••••• S••• I••••••••• C••••••••• to R•••• W••••• A•••••••
left Mar 6, 2026, registered Mar 6, 2026 (0 days) · RIA to a state-registered adviser
A••••••••• F•••••••• S•••••••• L•• to C••••••• S••• I••••••••• C•••••••••
left Feb 20, 2020, registered May 8, 2020 (78 days) · Affiliated broker-dealer or bank to independent RIA
L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••
left May 1, 2008, registered May 1, 2014 (2191 days) · Other
A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••
left Mar 3, 2008, registered Feb 25, 2008 (-7 days) · Other

Signals

C•••••• B•••• V•••••• left C••••••• S••• I••••••••• C••••••••• for R•••• W••••• A••••••• (registered 2026-03-06)
Mar 6, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address