L••• T••••• C••••

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
  since Nov 2, 2023 · Shreveport, La
• R•••••• J•••• • A••••••••• I••• national BD
  Feb 13, 2013 to Nov 13, 2023 · Shreveport, La
• M••••• K••••• • C••••••• L•• former
  May 11, 2006 to Feb 13, 2013 · Shreveport, La

• R•••••• J•••• • A••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Nov 13, 2023, registered Nov 2, 2023 (-11 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
• M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••
  left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move

• L••• T••••• C•••• left R•••••• J•••• • A••••••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-11-02)
  Nov 13, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address