RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• M•••••• P••••••
- A•• T•• I•••••••• L•• independent RIA currentsince Nov 8, 2022 · Westport, Ct
- M••••••• T•••• unclassifiedMar 8, 2011 to Feb 6, 2012 · Warwick, Ri
- N•••••• C•••••• M••••••••• I•• formerSep 24, 2007 to May 12, 2010 · Scotts Valley, Ca
- S••••• I••••••••• L•• mixed wealthNov 29, 2000 to Apr 25, 2006 · Santa Cruz, Ca
- M••••••• T•••• to A•• T•• I•••••••• L••left Feb 6, 2012, registered Nov 8, 2022 (3928 days) · Other
- N•••••• C•••••• M••••••••• I•• to M••••••• T••••left May 12, 2010, registered Mar 8, 2011 (300 days) · Other
- S••••• I••••••••• L•• to N•••••• C•••••• M••••••••• I••left Apr 25, 2006, registered Sep 24, 2007 (517 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address