RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D•••• D••••••••
- C••••••• F•••••••• S•••••• C••••••••• former currentsince May 24, 2016 · Centennial, Co
- A•••• S••••••••• I••••••••• C••••••••• state registeredSep 15, 2011 to Mar 11, 2015 · Ladera Ranch, Ca
- A•••• S••••••••• I••••••••• C••••••••• to C••••••• F•••••••• S•••••• C•••••••••left Mar 11, 2015, registered May 24, 2016 (440 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address