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RIA Intelligence
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Registered advisor
D••••• D•••• H•••
Certified Financial Planner
Feed of 09/14/2026
At current firm
17 y
since Nov 3, 2008
In the industry
21 y
since Jul 6, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Nov 3, 2008 · Cary, Nc
- C••••• A•••••• N••••••• L•• formerJul 28, 2005 to Nov 5, 2008 · Cary, Nc
- L•• F•••••••• L•• BD affiliatedJul 7, 2005 to Jul 25, 2005 · Raleigh, Nc
Moves
a registration end followed by a registration begin elsewhere
- C••••• A•••••• N••••••• L•• to L•• F•••••••• L••left Nov 5, 2008, registered Nov 3, 2008 (-2 days) · Other
- L•• F•••••••• L•• to C••••• A•••••• N••••••• L••left Jul 25, 2005, registered Jul 28, 2005 (3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address