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Registered advisor
J•••• A• S•••••••
Feed of 09/14/2026
At current firm
1 y
since Jan 15, 2025
In the industry
21 y
since Sep 28, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jan 15, 2025 · Portland, Or
- S••••••••• A•••••• A•••••••• I••• formerNov 6, 2020 to May 20, 2021 · Portland, Or
- K•• F•••••••• S•••••••• I•• formerFeb 12, 2010 to Nov 6, 2020 · Portland, Or
- F•• S••••••••• C••••••••• formerFeb 27, 2009 to Feb 18, 2010 · Henderson, Nv
- A•••••••• C•••••• C••••••••• unclassifiedAug 19, 2005 to Feb 27, 2009 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••left May 20, 2021, registered Jan 15, 2025 (1336 days) · Affiliated broker-dealer or bank to another
- K•• F•••••••• S•••••••• I•• to S••••••••• A•••••• A•••••••• I•••left Nov 6, 2020, registered Nov 6, 2020 (0 days) · corporate re-registration, not a move
- F•• S••••••••• C••••••••• to K•• F•••••••• S•••••••• I••left Feb 18, 2010, registered Feb 12, 2010 (-6 days) · Other
- A•••••••• C•••••• C••••••••• to F•• S••••••••• C•••••••••left Feb 27, 2009, registered Feb 27, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address