DFX Intelligence
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Registered advisor
D•••• Z•• F••••••
Feed of 09/14/2026
At current firm
0 y
since Nov 14, 2025
In the industry
21 y
since Aug 1, 2005 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Nov 14, 2025 · Denver, Co
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 6, 2015 to Nov 17, 2025 · Los Angeles, Ca
- M••••• S•••••• wirehouseJun 1, 2009 to Feb 23, 2015 · Woodland Hills, Ca
- M••••• S•••••• • C•• L•• unclassifiedSep 14, 2007 to Jun 1, 2009 · Woodland Hills, Ca
- U•• F•••••••• S••••••• I••• wirehouseJul 27, 2006 to Sep 25, 2007 · Sherman Oaks, Ca
- U•• F•••••••• S••••••• I••• wirehouseAug 3, 2005 to Sep 22, 2005 · Encino, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Nov 17, 2025, registered Nov 14, 2025 (-3 days) · Wirehouse to wirehouse
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 23, 2015, registered Feb 6, 2015 (-17 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to M••••• S•••••• • C•• L••left Sep 25, 2007, registered Sep 14, 2007 (-11 days) · Other
Signals
- ••• LockedNov 17, 2025 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address