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Registered advisor
C•••••• C•••••
Feed of 09/14/2026
Also filed as C•••••• M C•••••
At current firm
9 y
since Oct 5, 2016
In the industry
22 y
since Jun 2, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Oct 5, 2016 · Lakewood, Oh
- F•• S••••••••• C••••••••• formerSep 7, 2007 to Oct 5, 2016 · North Olmsted, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 24, 2006 to Jun 4, 2007 · Cleveland, Oh
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 14, 2004 to Jul 28, 2006 · Cleveland, Oh
Moves
a registration end followed by a registration begin elsewhere
- F•• S••••••••• C••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Oct 5, 2016, registered Oct 5, 2016 (0 days) · Other · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•• S••••••••• C•••••••••left Jun 4, 2007, registered Sep 7, 2007 (95 days) · Other
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 28, 2006, registered Jul 24, 2006 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address