DFX Intelligence
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Registered advisor
J•••• A•••••• M••••••••
Feed of 09/14/2026
Also filed as J•••• M••••••••
At current firm
1 y
since Apr 22, 2025
In the industry
22 y
since Jul 12, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Apr 22, 2025 · Austin, Tx
- M••••• S•••••• wirehouseDec 4, 2015 to May 1, 2025 · Austin, Tx
- W•••• F•••• A••••••• wirehouseJun 3, 2014 to Dec 7, 2015 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 13, 2004 to Oct 20, 2006 · Stamford, Ct
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to W•••• F•••• A•••••••left May 1, 2025, registered Apr 22, 2025 (-9 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to M••••• S••••••left Dec 7, 2015, registered Dec 4, 2015 (-3 days) · Wirehouse to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Oct 20, 2006, registered Jun 3, 2014 (2783 days) · Wirehouse to wirehouse
Signals
- ••• LockedMay 1, 2025 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address