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Registered advisor
P•••••• G••••• R•••
Feed of 09/14/2026
Also filed as P•••••• R•••
At current firm
12 y
since Jan 21, 2014
In the industry
22 y
since Aug 19, 2004 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jan 21, 2014 · Mobile, Al
- B••• I••••••••• S•••••••• I••• formerJun 18, 2012 to Jan 3, 2013 · Mobile, Al
- O•••• I••••••••• I••• BD affiliatedOct 18, 2011 to Jun 11, 2012 · Daphne, Al
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedSep 22, 2009 to Nov 16, 2011 · Daphne, Al
- C••••••• A•••• M••••••••• I•• unclassifiedJun 29, 2009 to Sep 16, 2009 · Destin, Fl
- B••• C•••••• I••••••••• S••••••••• I•• unclassifiedMar 6, 2006 to Apr 9, 2009 · Mobile, Al
- M•• F•••••••• S•••••••• I••• formerAug 4, 2005 to Feb 24, 2006 · Mobile, Al
- M••••• S•••••• D• I••• unclassifiedOct 15, 2004 to May 16, 2005 · Mobile, Al
Moves
a registration end followed by a registration begin elsewhere
- B••• I••••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••left Jan 3, 2013, registered Jan 21, 2014 (383 days) · Other
- O•••• I••••••••• I••• to B••• I••••••••• S•••••••• I•••left Jun 11, 2012, registered Jun 18, 2012 (7 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to O•••• I••••••••• I•••left Nov 16, 2011, registered Oct 18, 2011 (-29 days) · Other
- C••••••• A•••• M••••••••• I•• to U•••• F•••••••• S••••••• G••••• I•••left Sep 16, 2009, registered Sep 22, 2009 (6 days) · Other
- B••• C•••••• I••••••••• S••••••••• I•• to C••••••• A•••• M••••••••• I••left Apr 9, 2009, registered Jun 29, 2009 (81 days) · Other
- M•• F•••••••• S•••••••• I••• to B••• C•••••• I••••••••• S••••••••• I••left Feb 24, 2006, registered Mar 6, 2006 (10 days) · Other
- M••••• S•••••• D• I••• to M•• F•••••••• S•••••••• I•••left May 16, 2005, registered Aug 4, 2005 (80 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address