RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- B•••••• W••••• L•• state registered currentsince May 14, 2026 · Birmingham, Al
- G•••••• I••••••••• independent RIAAug 11, 2016 to May 14, 2026 · Birmingham, Al
- S••••• A••••••• I••• BD affiliatedJun 30, 2016 to Aug 25, 2016 · Birmingham, Al
- S••••• A••• A•••• M••••••••• I••• formerMar 11, 2005 to Jun 30, 2016 · Birmingham, Al
- G•••••• I••••••••• to B•••••• W••••• L••left May 14, 2026, registered May 14, 2026 (0 days) · RIA to a state-registered adviser
- S••••• A••••••• I••• to G•••••• I•••••••••left Aug 25, 2016, registered Aug 11, 2016 (-14 days) · Other
- S••••• A••• A•••• M••••••••• I••• to S••••• A••••••• I•••left Jun 30, 2016, registered Jun 30, 2016 (0 days) · corporate re-registration, not a move
- R•• R• R•••••• left G•••••• I••••••••• for B•••••• W••••• L•• (registered 2026-05-14)May 14, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address