RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F•••••• independent RIA currentsince Apr 7, 2025 · Denver, Co
- G••••• W••••• S••••••••• A•• A••••••••• L•• independent RIANov 8, 2021 to May 2, 2025 · Denver, Co
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Nov 1, 2021 · Los Angeles, Ca
- M•• F•••••••• S•••••••• I••• formerJun 26, 2015 to Mar 25, 2017 · Los Angeles, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDOct 18, 2013 to Oct 30, 2013 · Diamond Bar, Ca
- G••••• W••••• S••••••••• A•• A••••••••• L•• to F••••••left May 2, 2025, registered Apr 7, 2025 (-25 days) · RIA to RIA
- M•• I•••••••• S•••••••• L•• to G••••• W••••• S••••••••• A•• A••••••••• L••left Nov 1, 2021, registered Nov 8, 2021 (7 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to M•• F•••••••• S•••••••• I•••left Oct 30, 2013, registered Jun 26, 2015 (604 days) · Other
- B•••••• R••••• S•••••• left G••••• W••••• S••••••••• A•• A••••••••• L•• for Farther (registered 2025-04-07)May 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address