DFX Intelligence
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Registered advisor
R•••• R• K••••
Feed of 09/15/2026
At current firm
9 y
since Oct 7, 2016
In the industry
22 y
since Sep 22, 2004 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Oct 7, 2016 · Boston, Ma
- C••••• S••••• S••••••••• •••• L•• formerJan 13, 2009 to May 25, 2010 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 24, 2004 to Sep 28, 2004 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- C••••• S••••• S••••••••• •••• L•• to U•• F•••••••• S••••••• I•••left May 25, 2010, registered Oct 7, 2016 (2327 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••• S••••• S••••••••• •••• L••left Sep 28, 2004, registered Jan 13, 2009 (1568 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address