RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• R•• P••••
- O•••• W•••••• I••• BD affiliated currentsince Aug 7, 2026 · Scottsdale, Az
- M•••••• A•••••• N•••••• BD affiliatedDec 9, 2022 to May 22, 2026 · Vista, Ca
- L•• F•••••••• L•• BD affiliatedJun 12, 2013 to May 28, 2026 · San Diego, Ca
- L•• F•••••••• L•• to M•••••• A•••••• N••••••left May 28, 2026, registered Dec 9, 2022 (-1266 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- M•••••• A•••••• N•••••• to O•••• W•••••• I•••left May 22, 2026, registered Aug 7, 2026 (77 days) · Affiliated broker-dealer or bank to another
- S••••• R•• P•••• left L•• F•••••••• L•• for M•••••• A•••••• N•••••• (registered 2022-12-09)May 28, 2026 · a•••••• firm change · fact
- S••••• R•• P•••• left M•••••• A•••••• N•••••• for O•••• W•••••• I••• (registered 2026-08-07)May 22, 2026 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address