DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeffrey Antonio Garcia
Feed of 09/14/2026
Also filed as Jeffrey Garcia
At current firm
0 y
since Mar 31, 2026
In the industry
21 y
since Oct 21, 2004 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Quincy Wells Advisors, LLC independent RIA currentsince Mar 31, 2026 · Hilton, Ny
- Quincy Wells Advisors, LLC independent RIAJan 7, 2022 to Mar 26, 2026 · Rochester, Ny
- Quincy Wells Advisors, LLC independent RIAApr 19, 2021 to Dec 31, 2021 · Rochester, Ny
- Td Ameritrade Investment Management, LLC formerMar 13, 2009 to Aug 31, 2010 · Braintree, Ma
- Td Ameritrade, Inc. formerMar 13, 2009 to Aug 31, 2010 · Boston, Ma
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 5, 2006 to Oct 5, 2007 · Providence, Ri
- Morgan Stanley Dw Inc. unclassifiedOct 22, 2004 to Sep 20, 2006 · Portsmouth, Nh
Moves
a registration end followed by a registration begin elsewhere
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Aug 31, 2010, registered Mar 13, 2009 (-536 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Aug 31, 2010, registered Mar 13, 2009 (-536 days) · channel change inside one enterprise, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Td Ameritrade Investment Management, LLCleft Oct 5, 2007, registered Mar 13, 2009 (525 days) · Other
- Morgan Stanley Dw Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Sep 20, 2006, registered Sep 5, 2006 (-15 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address