DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

L••• E••••• L•••••

M••••••• L••• C••••••• L••state registeredNewport News, VaIA-onlyIAPD 4825475

Certified Financial Planner

Feed of 09/14/2026

Also filed as L••• E••••• L•••••

At current firm

11 y

since Mar 5, 2015

In the industry

21 y

since Nov 22, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••••• L••• C••••••• L•• state registered current
since Mar 5, 2015 · Newport News, Va
S•••• • S••••••••• L•• former
Sep 18, 2008 to Nov 11, 2009 · Williamsburg, Va
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 24, 2007 to Aug 26, 2008 · Norfolk, Va
C•••••••• G••••• M•••••• I••• BD affiliated
Feb 21, 2006 to May 11, 2007 · Newport News, Va
L••• M•••• W••• W•••••• I••••••••• unclassified
Nov 23, 2004 to Feb 21, 2006 · Newport News, Va

Moves

a registration end followed by a registration begin elsewhere

S•••• • S••••••••• L•• to M••••••• L••• C••••••• L••
left Nov 11, 2009, registered Mar 5, 2015 (1940 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••• • S••••••••• L••
left Aug 26, 2008, registered Sep 18, 2008 (23 days) · Other
C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left May 11, 2007, registered May 24, 2007 (13 days) · Other
L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••
left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address