RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J•••• B•••••••
- W•••••• A•••••••• L•• independent RIA currentsince Jul 24, 2026 · Birmingham, Al
- I•••••• A••••••• independent RIA currentsince Oct 11, 2018 · Montgomery, Al
- L•• F•••••••• L•• BD affiliatedApr 2, 2007 to Dec 17, 2015 · Dothan, Al
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedJan 9, 2006 to Apr 5, 2007 · Montgomery, Al
- L•• F•••••••• L•• to I•••••• A•••••••left Dec 17, 2015, registered Oct 11, 2018 (1029 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to L•• F•••••••• L••left Apr 5, 2007, registered Apr 2, 2007 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address