RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••• L••••• B••••••
- G•••• V•••• A•••• M••••••••• L•• former currentsince Mar 16, 2021 · Winter Park, Fl
- G• A• R••••• • C•••••• BD affiliatedMar 11, 2013 to Jan 4, 2021 · Casselberry, Fl
- G••••• F•••••••• P•••••• C••••••• I••• formerNov 8, 2012 to Feb 15, 2013 · Orlando, Fl
- G• A• R••••• • C•••••• BD affiliatedMar 5, 2012 to Nov 2, 2012 · Lakeland, Fl
- G• A• R••••• • C•••••• to G•••• V•••• A•••• M••••••••• L••left Jan 4, 2021, registered Mar 16, 2021 (71 days) · Affiliated broker-dealer or bank to independent RIA
- G••••• F•••••••• P•••••• C••••••• I••• to G• A• R••••• • C••••••left Feb 15, 2013, registered Mar 11, 2013 (24 days) · Other
- G• A• R••••• • C•••••• to G••••• F•••••••• P•••••• C••••••• I•••left Nov 2, 2012, registered Nov 8, 2012 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address